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dc.contributor.advisorStrebel, Felix
dc.contributor.approverMarbacher, Josef
dc.contributor.authorNadarajah, Metula
dc.contributor.authorNaim, Emran
dc.contributor.authorVögtli, Livia
dc.contributor.authorWidmer, Thomas
dc.date.accessioned2017-06-07T06:16:22Z
dc.date.available2017-06-07T06:16:22Z
dc.date.issued2016
dc.identifier.urihttp://hdl.handle.net/11654/25040
dc.identifier.urihttp://dx.doi.org/10.26041/fhnw-1101
dc.description.abstractThe project work illustrates a general structure for the establishment of a risk management concept for Swiss asset managers. The paper provides several directives how such financial institutions may deal with specific risks.
dc.language.isoen
dc.accessRightsAnonymous
dc.subjectRisk Management
dc.subjectRisk Analysis
dc.subjectDirectives
dc.subjectRegulatory Risks
dc.subjectOperational Risks
dc.subjectRisk Profiles
dc.subject.ddc330 - Wirtschaftde
dc.titleRisk Management Concept for a Swiss Asset Management Company
dc.type11 - Studentische Arbeit
dc.audiencePraxis
fhnw.StudentsWorkTypeSemesterarbeit
fhnw.publicationStateUnpublished
fhnw.ReviewTypeNo peer review
fhnw.InventedHereYes
fhnw.PublishedSwitzerlandNo
fhnw.leadThe project work illustrates a general structure for the establishment of a risk management concept for Swiss asset managers. The paper provides several directives how such financial institutions may deal with specific risks.
fhnw.initialPositionThe project team analysed potential risks which could affect an asset manager fundamentally. These risks were categorized as regulatory, operational and market risks. After consultation with the client, CORUM AG, the findings are only based on regulatory and operational risks.
fhnw.procedureIn order to develop the theoretical foundation, the authors applied three different models to establish the risk management concept. Applying these models, possible risks were identified, measured, and categorized which ultimately led to the establishment of an asset manager’s risk policy. Next to the displaying of eventual future regulatory adjustments affecting the Swiss financial market, several directives were created. Lastly, the authors describe possible changes in customer risk capacity and awareness. Risk profiles of three different financial institutions were analysed, compared, and used as a basis for further understanding of customers’ risk preferences.
fhnw.resultsThe project team could detect many risks and possible future changes in statutory regulations which will affect the client. For the most important risks the project team elaborated directives which describe in detail how to deal with risks such as money laundering, cross-border financing, the handling of electronic client data, or the usage of electronic communication channels. The paper provides a general structure for the establishment of a risk management concept for Swiss asset managers. The client has received a template of a possible approach which can be used to further be adjusted and tailored to the needs of the company. As the client has not yet established a risk policy, this paper sets a good starting point for the implementation of risk management.
fhnw.IsStudentsWorkyes


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